Use of hyperlinks to any external website or webpage are at your own risk. HKEX and/or its subsidiaries are not responsible for the contents or any of the information of any websites linked with HKEX's website.

Please note that information in the table below is provided by issuers, the Exchange does not verify the accuracy of the information in the table. The inclusion of any link does not imply endorsement by HKEX and/or its subsidiaries of the linked sites and HKEX and/or its subsidiaries are not liable for any loss or damage incurred or suffered by you or any third party arising out of, in connection with or as a result of any access to or interaction with any other websites via HKEX's website.

The table setting out issuers' current credit ratings awarded by the Exchange recognized rating agencies – (i) Moody's; and (ii) Standard and Poor's (S&P).  The table will generally be updated after market close when there is a change of credit rating notified by the issuer.  Users should refer to real-time information services for the latest ratings. 

Please note that the creditworthiness of the issuer and its guarantor, among other things should be considered carefully before dealing in structured products.  Details of the risk factors and credit ratings can be found in the issuers' listing documents published on the HKEXnews website.  Listing of structured products is governed by Chapter 15A of the Main Board Listing Rules.

Issuer Name General Enquiry Quote Request Hotline No. Active Quote No. Web Site Guarantor Name Credit Rating 1 
Email Enquiry  Moody's S&P
 Based on credit rating requirement
1 BNP Paribas Issuance B.V. 2108 5600 2108 5600 2108 5600 https://www.bnppwarrant.com BNP Paribas  A1  A+
warrants@asia.bnpparibas.com
2 Citigroup Global Markets Europe AG 2501 2638 2501 2638 2501 2638 http://www.citiwarrants.com N/A  A1  A+
warrants@citi.com
3 DBS Bank Limited 3668 6088 3668 6088 3668 6088 http://hk.warrants.dbs.com N/A  Aa1  AA-
hkwarrants@dbs.com
4 Goldman Sachs Structured Products (Asia) Limited 2978 2978 2978 2333 2978 2978 http://www.gswarrants.com.hk The Goldman Sachs Group, Inc  A2  BBB+
-
5 The Hongkong and Shanghai Banking Corporation Limited 2822 1849 2822 1849 2822 1849 http://www.warrants.hsbc.com.hk N/A  Aa3  AA-
warrants@hsbc.com.hk
6 J.P. Morgan Structured Products B.V. 2800 7878 2800 7878 2800 7878 https://www.jpmhkwarrants.com JPMorgan Chase Bank, National Association  Aa2  AA-
jpm_warrants@jpmorgan.com
7 Macquarie Bank Limited 3922 3788 3922 3788 3922 3788 http://www.warrants.com.hk N/A  Aa2  A+
info@warrants.com.hk
8 Morgan Stanley Asia Products Limited 2967 4288 2967 4618 2967 4288 http://www.mswarrants.com.hk Morgan Stanley  A1  A-
mswarrants@morganstanley.com
9 SG Issuer 2166 4266 2166 4270 2166 4266 http://www.warrants.com Societe Generale  A1  A
hongkong@warrants.com
10 UBS AG 2971 6628 2971 6628 2971 6628 http://www.ubs.com/hkwarrants N/A  Aa2  A+
OL-HKWarrants@ubs.com
 Based on other regulatory requirements2
11 The Bank of East Asia, Limited 3608 0408 3608 0408 3608 0408 http://www.hkbea.com/warrants N/A  A3  A-
warrants@hkbea.com
12 BOCI Asia Limited 3988 6909 3988 6909 3988 6909 http://www.bocifp.com N/A  -  -
warrants@bocigroup.com 
13 CITIC Securities Brokerage (HK) Limited 2600 8008 2600 8008 2600 8008 https://www.citicswarrants.com N/A  -  -
warrants@citics.com.hk
14 Guotai Junan Securities (Hong Kong) Limited 2782 7288 2782 7288 2782 7288 http://www.gj-warrants.com.hk N/A  -  -
warrants@gtjas.com.hk
15 Huatai Financial Holdings (Hong Kong) Limited 3465 3888 3465 3888 3465 3888 http://warrants.htsc.com.hk N/A  - -
warrants@htsc.com
16 Korea Investment & Securities Asia Limited 2530 8988 2530 8988 2530 8988 https://kisasiawarrants.com N/A  -  -
warrants@kisasia.com

 

You may refer to the issuer's Supplemental Listing Documents available at www.hkexnews.hk for the designated telephone number

Notes

  1. If the structured product is a guaranteed issue, the rating shown is for the guarantor.
  2. These issuers did not meet the credit rating requirement but relied on the other regulatory requirements in accordance with the Main Board Listing Rule 15A.13(2) & (3) when the Exchange approved its application as the structured product issuer.